Services for Financial Institutions
MLRO Services
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AML/CTF Risk Assessments
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Jurisdictional risk assessment
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Appointment of external MLRO
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Liaising with Senior Management
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Reporting Suspicious Activity to FIUs
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Liaising with regulators on license matters
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Assessment and approval of High risk incidents
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Training and education of staff
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Oversight of 1st and 2nd Line of Defense
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Regulatory Reporting
Fund Compliance Services
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Investor Due Diligence
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Management of relationship with banking partners
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KYC packs for opening new bank accounts
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Screening and ongoing monitoring of investors
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Cross border Licensing
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Cross border requirements advisory
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MiFID 2 Compliance
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Investor Categorisation
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Regulatory reporting services
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Jurisdictional risk assessments
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EU Jurisdictional advice
Fraud Detection
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Risk Scoring Models
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IP Address Tracking
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Big Data Analytics
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Fraud Investigation Services
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Chargeback Management and Analysis
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Regulatory Compliance
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Web fraud/scamming detection through traffic analytics
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Training and Consultancy
Licensing Applications
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License Application Preparation
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Regulatory Compliance Assessment
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Policy and Procedure Development
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Training
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Relationship Management with the relevant authorities
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Post-License Compliance
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Due Diligence Services on parties involved pre-application
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Recruitment advisory on individuals subject to approval by regulatory bodies
PEP, AML, Sanctions and CFT Advice
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External opinion on exposure
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Risk Assessment
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Reporting advice
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Investigation Support
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Recovery/Remedial action support
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Tailored compliance program development
Delegation (With or Without Reliance)
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Backlog management and treatment
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Transaction monitoring live case treatment
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Financial crime investigations case treatment, with possibility of doing our own internal escalation and MLRO decision, including filing with relevant authorities if necessary.
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Remediation projects
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Suspicious Activity Report (SAR) preparation and/or analysis
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Screening, both live screening operations as well as approval and final decision with minimal involvement from the client's end.
Cross-Border Operations
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Regulatory Compliance Consulting
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Cross-Border Payment Services Consulting
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AML/CFT International Regulations Consulting
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Market Entry Strategy Consulting
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Licensing Application (Consult Licensing Application Services for further details)
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Cultural and Business Practices Training
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Gap Analysis
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Digital Transformation